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Name of the AIF- Lok Capital Growth Fund

Category- Cat II

AIFRegistration no- IN/AIF2/16-17/0231

Dated 8th June 2016

Name of the Fund Manager- Lok Advisory Services Pvt. Ltd

Registered Address :418, Time Tower, MG Road Sector 28, near MG Road Metro Station Gurgaon 122 002 Haryana, India

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Company is committed to complying with all applicable laws wherever it operates. It is a core aspect of our mission that we act with integrity in all of our operations. We will not pay nor procure the payment of a bribe or unlawful fee to encourage the proper performance of a task or one which is intended or likely to compromise the integrity of another. We will not accept any payment, gift or inducement from a third party which is intended to compromise our own integrity.

When contracting with a third party we will insist that they acknowledge our commitment to good governance and in turn expect them on best effort basis to follow similar standards. Any person who believes that Lok or their staffs are involved in bribery and corruption is encouraged to report their concerns our whistleblower officer at vmehta@lokcapital.com  and/or compliance@lokcapital.com

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